Abstract
Background and Purpose: To some extent, favorable treatment outcomes for physical therapy intervention programs depend on patients attending their clinic appointments and adhering to the program requirements. Previous studies have found less-than-optimal levels of clinic attendance, and a viable option might be physical therapy intervention programs with a large component of home treatment. This study investigated the effects of a standard physical therapy intervention program—delivered primarily at either the clinic or home—on ankle function, rehabilitation adherence, and motivation in patients with ankle sprains.
Subjects: Forty-seven people with acute ankle sprains who were about to start a course of physical therapy intervention participated in the study.
Methods: Using a prospective design, subjects were randomly assigned to either a clinic intervention group or a home intervention group. Ankle function and motivation were measured before and after rehabilitation, and adherence to the clinic- and home-based programs was measured throughout the study.
Results: The groups had similar scores for post-treatment ankle function, adherence, and motivation. The home intervention group had a significantly higher percentage of attendance at clinic appointments and better physical therapy intervention program completion rate.
Discussion and Conclusion: Home-based physical therapy intervention appears to be a viable option for patients with sprained ankles.
It is recognized that favorable treatment outcomes for physical therapy interventions depend, to some extent, on patients attending their clinic appointments and adhering to the program requirements.
1 Attendance at physical therapy outpatient clinics, however, is not optimal: between 5.8% and 14.3% of patients fail to attend either their first physical therapy clinic appointment or follow-up appointments.
2,3 The main reasons given for not attending physical therapy appointments were problems with getting time off from work or class, finding suitable short-term child care, treatment expenses, and transportation to and from the clinic.
Although concerns have been expressed about patients’ ability to implement home-based treatment for acute injuries safely, the findings of a study by Symons et al
7 indicate that these concerns are unfounded. There are 2 problems, however, in generalizing the findings of these studies
4–7 to the use of home-based physical therapy for patients with acute injuries. First, the rehabilitation protocols following arthroscopic surgery are based on the known rate of tissue healing, whereas the healing rates of soft tissue injuries are not always so predictable.
8 Second, Symons et al
7 compared home- and clinic-based care for children with radial greenstick fractures up until the removal of the plaster cast, and their study did not involve physical therapy intervention.
Although home-based physical therapy intervention appears to be the logical method of overcoming problems with attendance, adherence to home programs used to supplement clinic-centered physical therapy intervention has been found to be poor: between 60% and 76% of patients did not adhere fully to the treatment requirements.
9,10 Nonetheless, adherence can be improved by the using suitable cognitive-behavioral and patient education techniques as treatment adjuncts. Cognitive-behavioral techniques that have been found to be valuable are goal setting,
11–13 individualized action plans,
13 and cue cards.
14 Educational methods shown to have merit are booklets, videos, and verbal advice that provide information about the disorder, its treatment, and ways of overcoming barriers to treatment adherence.
13–15 For such information to be of the most value in terms of understanding and adherence to treatment requirements, however, it needs to be: (1) presented in simple, everyday language, (2) meaningful to the patients, and (3) tailored to suit their needs.
16
Currently, there do not appear to be any well-controlled experimental studies that have investigated the effects of a standard physical therapy intervention program based either at the clinic or at home on treatment outcomes, rehabilitation adherence, and motivation for patients with nonsurgically treated acute injuries. Therefore, the aim of this study was to compare the effects of a standard physical therapy intervention program that was conducted primarily at either the clinic or home for patients with acute ankle sprains. We hypothesized that there would be no significant difference between the outcomes of the 2 methods of delivering the physical therapy intervention on post-treatment ankle function, the levels of treatment adherence, and motivation to undertake the treatment.
Results
Table 2 shows the demographic and clinical data for the 2 intervention groups. The initial sample consisted of 19 female subjects and 28 male subjects, whose ages ranged from 13 to 62 years (mean [±SD]=30.02±12.43). Forty-four subjects completed the study, Thirty-seven subjects made an uneventful recovery, and 7 subjects made an incomplete recovery, with 2 of those 7 subjects being referred to a medical specialist for other treatment. Of the 11 subjects who did not attend their final physical therapy intervention appointments, 8 were located and completed post–physical therapy measures. There were several differences among the groups’ reasons for their choice of physical therapy clinic. A trend occurred toward significantly more subjects with mild sprains being in the home intervention group, whereas more subjects with moderate sprains were in the clinic intervention.
Table 2.
Demographic, Ankle Sprain, and Clinical Characteristics of the Groups
Table 3 shows the descriptive data for the pre– and post–physical therapy ankle function scores of the 2 groups. Over the duration of the course of physical therapy intervention, the group scores changed significantly on the LLTQ recreational activity subscale (
P<.0001) and the Motor Activity Scale (
P<.0001), but there was no significant difference between the groups’ rate of change on either measure (
P>.05). Similarly, the ANCOVA revealed that the LLTQ ADL subscale scores of the groups were not significantly different by the end of the course of physical therapy intervention (
P>.05). The LLTQ ADL subscale scores of both groups decreased over the course of physical therapy intervention (clinic intervention group:
P<.0001, home intervention group:
P<.002).
Table 3.
Descriptive Data (Mean±SD) for Pre– and Post–Physical Therapy Functional Outcome Measurements
a
The descriptive data and comparison of the group scores for clinic attendance, percentage of attendance, completion of physical therapy intervention, and adherence to clinic- and home-based programs are presented in
Table 4. As expected, based on the study design, significant differences occurred between the 2 groups for the number of clinic appointments attended and the number required, with the home intervention group requiring and attending fewer clinic appointments than the clinic intervention group. There was a significance difference in the percentage of attendance, with the home intervention group having a higher percentage of attendance. In addition, significantly more subjects in the home intervention group completed their course of physical therapy intervention compared with the clinic intervention group. However, both groups’ mean scores on the SIRAS (clinic adherence) and adherence to the physical therapy modalities undertaken at home were high and did not differ significantly. As shown in
Table 5, the pre– and post–physical therapy motivation scores of both groups were high for their motivation to start the physical therapy intervention and did not differ significantly over time.
Table 4.
Descriptive Data (Mean±SD) and Significance Levels of Statistical Comparison of the Groups’ Clinic Attendance and Adherence to Clinic- and Home-Based Programs
Table 5.
Group Descriptive Data and the Significance Levels of the Pre– and Post–Physical Therapy Motivation Scores and Their Change Over the Duration of the Physical Therapy Intervention Program
Discussion
Our results did support the first hypothesis, because by the end of the course of physical therapy intervention, the ankle function of both groups did not differ significantly, and both groups made a significant improvement in their function over the duration of the physical therapy intervention program. Our data partially supported the second hypothesis: the 2 groups did not differ on their clinic- and home-based treatment adherence scores, but the home intervention group did fare significantly better on their rate of completion of their course of physical therapy intervention and their percentage of attendance. Support was provided for the third hypothesis: the groups did not differ on their motivation to start the physical therapy intervention. Beyond these general observations, a number of issues related to the results and study design need to be highlighted.
First, the manner in which ankle function scores of the 2 intervention groups changed over the duration of their course of physical therapy intervention demonstrates that they had a similar rate of recovery from their sprain. Of the 47 subjects who commenced the study, 37 had an uncomplicated recovery and regained full ankle function, which may have been due to several reasons. To some extent, this favorable recovery was to be expected because the majority of the subjects had either mild or moderate ankle sprains, which respond well to physical therapy intervention.
17 In line with other research,
19,31,32 the subjects’ moderate-to-high levels of adherence may have contributed, in part, to their improved ankle function over the duration of the treatment program. Based on the similar rate of improvement in ankle function in both groups over the course of the treatment, the home intervention group was not disadvantaged by undertaking the bulk of their physical therapy intervention at home. This finding adds further support to the notion that patients can implement their treatment at home in safe and effective manner.
7
Second, one of the reasons for undertaking this study was to establish whether attendance at clinic appointments could be improved by increasing the amount of physical therapy intervention that patients are required to carry out at home, thereby decreasing the need for frequent clinic appointments. This improvement did occur in this study, as the home intervention group had a significantly higher percentage of attendance and significantly more subjects in that group completed their course of physical therapy intervention than the clinic intervention group. Other research has shown that patients who believe their treatment sessions are of value are more likely to attend their clinic appointments and to adhere to the treatment requirements,
2,10,33 which may have been a reason for the home intervention group's higher percentage of attendance.
Third, the level of adherence of both intervention groups to the clinic- and home-based components of the physical therapy intervention was high, which may have been influenced by the high number of subjects (n=34) who previously had received physical therapy intervention. Not only might this finding indicate that those subjects who had previously been treated by physical therapists have an insight into the features of physical therapy intervention programs, but, as Hall et al
34 found, also indicate consumer satisfaction with their earlier courses of physical therapy intervention.
Furthermore, the educational techniques used by the physical therapists during the clinic treatments are recognized methods of improving patients’ understanding of their role in the treatment and their adherence to it.
6,7,35,36 The physical therapists in this study gave clear and simple verbal and written explanations about the subjects’ injury and treatment, advised the subjects on strategies for remembering to do their home activities, and adapted the treatment to suit the subjects’ injury and recovery.
Fourth, the home intervention group's relatively high levels of adherence to the components of the home physical therapy intervention program may have been due, in part, to the assistance they were given to undertake their home treatment (eg, equipment, booklet, educational and cognitive behavioral strategies). All of these strategies were drawn from previous studies
11–16 in which the strategies were shown to be valuable in overcoming barriers to adherence. In addition, the booklet information and cognitive-behavioral strategies were designed so that they could be tailored to suit the severity of the subjects’ sprain, their rate of recovery, and their educational needs. For example, the subjects were advised to use cognitive-behavioral strategies that they found particularly useful for remembering everyday activities.
The most popular self-selected method was to leave the equipment and booklet in noticeable places to cue the subjects to do their physical therapy interventions. Similarly, the treatment goals were adapted to suit the severity of the subjects’ sprain and their rate of recovery, thereby providing them with targets to meet and a guide as to when they would need to make their next appointment. Likewise, the physical therapists found the contents of the booklet useful as a guide for prescribing and teaching the home intervention group their physical therapy intervention program, which ensured consistency of information, a reputed precursor to adherence.
37
Anecdotally, subjects in the home intervention group reported having difficulty with more complex techniques at home, particularly the ankle strapping. These difficulties occurred despite being taught how to strap and being given diagrams illustrating the method, which highlights problems patients can have undertaking complex treatments in the home environment.
38,39
Fifth, the subjects’ initial motivation to undertake the physical therapy intervention was high and remained so over the duration of the course of treatment. In line with the findings of previous research,
19,40–42 it appears that motivation of the subjects may have had some bearing on their high levels of adherence.
Sixth, there were a number of limitations in this study. A detailed cost analysis of the 2 levels of intervention was not undertaken, so it is unclear whether the use of home-based physical therapy intervention programs really reduced treatment costs. However, from the records of the prices paid for the materials and equipment for the home intervention group, we found that the adherence-enhancing materials (booklet and cue cards) cost $17US and the treatment equipment cost $37US per subject. Although randomization failed to produce group equivalency on the pre–physical therapy level of ankle function on the LLTQ ADL subscale, there was equivalency on the other 2 function measures—the LLTQ recreational activities subscale and the Motor Activity Scale. In future research, the lack of group equivalency could be overcome by using a combination of randomization and matching subjects on the basis of their injury severity, whether the sprain is recurrent or not, and level of sports participation.
In addition, the physical therapists had problems discriminating between severe grade I (mild) and mild grade II (moderate) ankle sprains, which could be averted by strictly applying O'Donoghue's
21 criteria and using an independent assessor. In addition, many of the physical therapists admitted to using their own heuristics for grading the ankle sprains, and although these methods were based on O'Donoghue's
21 criteria, discrepancies did creep into their assessments. More investigations into the effectiveness and safety of home-based physical therapy intervention programs for other acute injuries are warranted, and such research should attempt to overcome the present study's limitations.
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